Who advised you in relation to your investment(s)?
What company did the advisor work for (if applicable)?
Address of advisor
Phone number of adviser
When did he/she advise you?
Did the advisor provide any information about themselves? If so, what?
What information about yourself did you provide to the advisor?
What instructions (if any) did you give the advisor?
Did the advisor create a risk profile for you? What was that risk profile?
What advice did the advisor give you? Please send us any written advice given and provide details of any oral advice.
Did you follow this advice?
Did the advisor advise you of any risks with the investment(s)? If so, what?
Have you received a copy of an investment statement, prospectus,
advertisement or any other document in relation to the investment(s) from advisor?
If so, please provide to us.
If you no longer have copies of investment material provided to you, when was
such material provided to you and to be the best of your recollection what did it say?
Did you rely on any of the material provided to you?
